Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramesh? Claim Your ProfileRamesh Raj is a financial professional with over 30 years of experience in the financial services industry. Ramesh has a diverse background, having worked with several firms, including Pruco Securities, LLC., Signator Investors, Inc., and Hold Brothers On-Line Investment Services L.L.C. Currently, Ramesh is registered as a Registered Representative (RR) and Investment Advisor Representative (IAR) with MWA Financial Services Inc., a firm dedicated to providing a variety of financial services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Ramesh holds several professional licenses and designations, including the Series 6, 7, 24, 51, 63, and 65 licenses, and the designation of Chartered Financial Consultant. Ramesh Raj is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/10/2022 - Present
MWA Financial Services Inc. (Houston TX)
TX
09/25/2007 - 04/23/2021
PRUCO SECURITIES, LLC. (HOUSTON TX)
NY
08/26/1996 - 09/17/2007
SIGNATOR INVESTORS, INC. (GREAT NECK NY)
NY
01/25/2007 - 01/26/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (SYOSSET NY)
MA
08/26/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NJ
11/06/1987 - 07/23/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
01/13/1987 - 10/23/1987
FIRST INVESTORS CORPORATION
IA
Issued 06/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/28/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/12/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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