Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramces? Claim Your ProfileRamces Guerrero is a financial advisor based in West Des Moines, IA. Ramces has been in the financial services industry since January 25, 1999 and is currently registered with Athene Securities, LLC. Ramces has a Series 6 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
03/08/2022 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NJ
09/23/2019 - 02/03/2021
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
OH
12/16/2015 - 09/16/2019
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
VA
05/19/2011 - 12/08/2015
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
08/17/2006 - 01/24/2011
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
PA
10/08/2004 - 06/22/2006
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NC
08/08/2000 - 09/14/2004
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
05/02/1996 - 07/07/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
05/02/1996 - 07/07/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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