Unclaimed
Raman Grover is a financial advisor with Osaic Institutions, Inc., located in South Windsor, CT. Raman has been working in the financial industry for over 20 years. Raman has a broad range of experience, working with clients of all sizes. Raman's expertise spans a wide range of services, including financial planning, portfolio management, and educational seminars. Raman specializes in providing financial advice for businesses and individuals. Raman is a registered representative with FINRA and is licensed to conduct business in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
12/04/2017 - Present
Osaic Institutions, Inc. (South Windsor CT)
CT
09/21/2016 - 12/11/2017
KEY INVESTMENT SERVICES LLC (MANCHESTER CT)
CT
10/19/2012 - 09/21/2016
LPL FINANCIAL LLC (MANCHESTER CT)
CT
09/30/2008 - 10/22/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLASTONBURY CT)
CT
12/11/2007 - 10/16/2008
CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)
CT
10/20/2004 - 12/04/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (GLASTONBURY CT)
NY
06/24/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 04/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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