Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ram? Claim Your ProfileRam Krishna Purohit is a financial professional based in Kirkland, WA with over 20 years of experience in the financial services industry. Ram has a strong track record of working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Currently, Ram is registered as an Investment Advisor Representative with MWA Financial Services Inc. Ram has previously held positions at a number of other firms, including Allstate Financial Services, LLC, NYLIFE Securities LLC, PFS Investments Inc., and Pruco Securities, LLC. Ram holds the Series 6, 7, 26, 63, and 65 licenses and is committed to providing clients with personalized financial advice and investment strategies. Ram is also a specialist in providing financial planning, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
08/12/2024 - Present
MWA Financial Services Inc. (Kirkland WA)
WA
02/15/2023 - 10/02/2023
ALLSTATE FINANCIAL SERVICES, LLC (Kirkland WA)
WA
11/12/2020 - 07/28/2022
NYLIFE SECURITIES LLC (BELLEVUE WA)
WA
06/19/2019 - 09/08/2020
PFS INVESTMENTS INC. (EVERETT WA)
WA
06/08/2018 - 05/02/2019
ALLSTATE FINANCIAL SERVICES, LLC (Redmond WA)
WA
12/11/2014 - 05/09/2018
PRUCO SECURITIES, LLC. (BELLEVUE WA)
WA
10/01/2013 - 10/31/2014
CETERA FINANCIAL SPECIALISTS LLC (BELLEVUE WA)
WA
06/23/2011 - 08/08/2013
METLIFE SECURITIES INC. (BELLEVUE WA)
GA
01/03/2002 - 06/27/2011
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 02/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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