Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralphael? Claim Your ProfileRalphael Marie Clarke is a financial professional with over 30 years of experience in the industry. Clarke is currently a registered representative with LPL Financial LLC, a leading independent broker-dealer and financial advisor. Prior to joining LPL Financial LLC, Clarke worked with SUMMIT BROKERAGE SERVICES, INC. and ATLANTIC COAST SECURITIES CORPORATION. Clarke holds a Series 7, Series 22, Series 24, Series 28, Series 39, and Series 63 licenses and is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/22/2018 - Present
LPL Financial LLC (TAMPA FL)
FL
11/13/2014 - 11/05/2018
SUMMIT BROKERAGE SERVICES, INC. (TAMPA FL)
FL
09/13/2012 - 11/30/2012
SUMMIT BROKERAGE SERVICES, INC. (TAMPA FL)
FL
11/24/1987 - 08/18/2010
ATLANTIC COAST SECURITIES CORPORATION (TAMPA FL)
BC
Issued 08/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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