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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Johnston is an Investment Advisor Representative with United Planners' Financial Services Of America A Limited Partner, based out of Mansfield Center, CT. Ralph Johnston has been in the industry since 1998 and has experience with both insurance and investments. Previously, Ralph Johnston was an Investment Advisor Representative at INFINEX INVESTMENTS, INC. and Dean Witter Reynolds Inc. Ralph Johnston currently holds FINRA Series 6, 7, 24, 31, and 63 licenses and has passed the SIE, Series 65, and Series 66 examinations.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/07/2021 - Present
United Planners' Financial Services OF America A Limited Partner (MANSFIELD CENTER CT)
CT
12/14/2000 - 08/14/2015
INFINEX INVESTMENTS, INC. (NORTH WINDHAM CT)
NY
02/11/2000 - 12/05/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
RI
12/21/1998 - 08/27/1999
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
BOTH
Issued 05/31/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 03/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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