Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Romanello is an investment advisor representative at TIAA-CREF Individual & Institutional Services, LLC, with experience in the financial industry since 2000. Ralph has a strong track record of providing financial advice and portfolio management services to individuals and businesses. Ralph is registered with the Securities and Exchange Commission (SEC) and several state securities regulators. Ralph currently holds Series 7, 25, 63, and 66 licenses. Ralph also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CT
04/30/2010 - Present
Tiaa-Cref Individual & Institutional Services, LLC (HAMDEN CT)
CT
08/20/2008 - 03/19/2010
WELLS FARGO ADVISORS, LLC (MERIDEN CT)
NY
05/29/2007 - 08/22/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/05/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (OSSINING NY)
NY
01/15/2004 - 05/17/2004
HLA SECURITIES INC (NEW YORK NY)
NY
01/12/2004 - 05/12/2004
SDS SECURITIES CORP. (NEW YORK NY)
NY
10/31/2002 - 01/02/2004
DIRECT ACCESS PARTNERS LLC (NEW YORK NY)
NY
08/25/1999 - 11/14/2002
BREAN MURRAY & CO., INC. (NEW YORK NY)
BOTH
Issued 02/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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