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Ralph W Lunt

LPL Enterprise, LLC

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About Ralph W Lunt

Ralph Lunt is a financial professional with over 30 years of experience in the financial services industry. Ralph is registered with LPL Enterprise, LLC and has previously been affiliated with several other firms, including Thrivent Investment Management Inc, MML Investors Services, LLC, and FSC Securities Corporation. Ralph holds a variety of licenses and certifications, including Series 6, 7, 24, 63, and 66. Ralph provides financial planning and portfolio management services to individuals, corporations, and other businesses. Ralph has a strong commitment to providing his clients with personalized service and helping them achieve their financial goals. Ralph's experience and expertise make him a valuable resource for clients seeking financial advice.

Firm Information

Ralph Lunt is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ralph Lunt’s Registration & Firm History

GA

11/14/2024 - Present

LPL Enterprise, LLC (ATLANTA GA)

MN

12/06/2023 - 02/12/2024

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

OH

10/11/2022 - 05/18/2023

MML INVESTORS SERVICES, LLC (Cincinnati OH)

OH

02/27/2009 - 10/27/2020

FSC SECURITIES CORPORATION (BEAVERCREEK OH)

OH

05/14/2001 - 02/27/2009

ADVANTAGE CAPITAL CORPORATION (AVON OH)

OH

12/02/1999 - 05/14/2001

PRIM SECURITIES, INCORPORATED (INDEPENDENCE OH)

GA

01/10/1995 - 12/01/1999

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

IN

11/04/1992 - 02/07/1995

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

11/04/1992 - 02/07/1995

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BOTH

Issued 01/26/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/26/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/1995

Series 7 - General Securities Representative Examination

BC

Issued 11/03/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ralph W Lunt.
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