Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Balzano is a financial advisor with over 30 years of experience in the industry. Ralph is currently registered with Morgan Stanley and is also registered with the states of New Jersey and Texas. Ralph has previously worked for a number of other firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS PaineWebber Inc., Prudential Securities Incorporated, Smith Barney, Harris Upham & Co., Incorporated, and Bear, Stearns & Co. Inc. Ralph has a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/24/2021 - Present
Morgan Stanley (Palm Beach Gardens FL)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
CT
06/28/2006 - 04/02/2007
MORGAN STANLEY DW INC. (STAMFORD CT)
CT
03/27/2002 - 05/05/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
NJ
04/09/1997 - 03/21/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/12/1992 - 04/16/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/21/1990 - 06/24/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
03/10/1989 - 03/21/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/21/1987 - 03/29/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 09/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/26/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1988
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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