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Ralph T Patrone

Hold Brothers Capital LLC

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About Ralph T Patrone

Ralph Patrone is a financial professional with over 20 years of experience in the industry. Ralph is currently registered with Hold Brothers Capital LLC, a firm he joined in 2012. Previously, Ralph worked at Hold Brothers On-Line Investment Services L.L.C., Skeffington Securities, L.L.C., Hold Brothers On-Line Investment Services Inc., and Dean Witter Reynolds Inc. Ralph holds a number of licenses and certifications, including Series 7, Series 55, Series 57TO, Series 99TO, and SIE. Ralph's experience and qualifications make him a valuable resource for investors seeking guidance on their financial needs.

Firm Information

Ralph Patrone is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ralph Patrone’s Registration & Firm History

NY

04/24/2012 - Present

Hold Brothers Capital LLC (NEW YORK NY)

NY

08/01/2002 - 10/11/2012

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

NJ

06/24/2002 - 08/01/2002

SKEFFINGTON SECURITIES, L.L.C. (JERSEY CITY NJ)

NY

10/17/2000 - 06/24/2002

HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)

NY

09/27/2000 - 10/20/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 11/06/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2024

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ralph T Patrone.
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