Unclaimed
Ralph Seifer is a financial advisor with Edward Jones. Ralph has been in the financial services industry since 1998 and has a Series 63, Series 66, Series 7, and SIE. Ralph is also a Certified Financial Planner. Ralph is registered with the states of Arizona, California, Florida, Georgia, Idaho, Illinois, Nevada, New York, North Carolina, Oregon, Tennessee, Texas, Virginia, and Washington. Ralph's firm, Edward Jones, has been in business since 1922 and has over 19,000 financial advisors across the United States. Edward Jones provides financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/12/2023 - Present
Edward Jones (TORRANCE CA)
BOTH
Issued 02/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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