Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Santford Garner III is a financial advisor with Wells Fargo Clearing Services, LLC. Ralph has been working in the financial industry since 2002 and has been registered with FINRA since that time. In addition to his registration with FINRA, Ralph is also registered with the state of North Carolina as an Investment Advisor Representative. Ralph’s areas of specialization include portfolio management for individuals and businesses, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
06/05/2023 - Present
Wells Fargo Clearing Services, LLC (WINSTON-SALEM NC)
NC
02/17/2021 - 06/05/2023
TRUIST INVESTMENT SERVICES, INC. (WINSTON-SALEM NC)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
12/19/2012 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (WINSTON-SALEM NC)
NC
04/03/2008 - 12/21/2012
FIRST CITIZENS INVESTOR SERVICES, INC. (WINSTON-SALEM NC)
NC
07/19/2002 - 03/24/2008
BB&T INVESTMENT SERVICES, INC. (WINSTON-SALEM NC)
BOTH
Issued 12/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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