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Ralph Saggiomo

Bofa Securities, Inc.

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About Ralph Saggiomo

Ralph Saggiomo is a financial professional with over 25 years of experience in the industry. Ralph is currently registered with Bofa Securities, Inc. Prior to joining Bofa Securities, Inc. Ralph worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ralph's areas of expertise include Municipal Securities. Ralph is also a licensed Municipal Securities Principal. Ralph is a Series 52, 53, 63 and SIE licensed professional.

Firm Information

Ralph Saggiomo is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Ralph Saggiomo’s Registration & Firm History

PA

05/10/2019 - Present

Bofa Securities, Inc. (PHILADELPHIA PA)

PA

07/28/2008 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)

PA

03/20/2009 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (PHILADELPHIA PA)

PA

01/16/2006 - 06/18/2008

UBS SECURITIES LLC (PHILADELPHIA PA)

PA

11/23/1994 - 01/16/2006

UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)

NY

11/23/1992 - 12/14/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/22/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1992

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE National, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ralph Saggiomo.
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