Unclaimed
Ralph S. Munroe is a financial advisor with LPL Financial LLC. Ralph Munroe has been in the financial services industry since May 1995. Ralph Munroe has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Ralph Munroe is registered to provide investment advice in Florida and Texas. Ralph Munroe is also registered with FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/28/2019 - Present
LPL Financial LLC (COCONUT CREEK FL)
FL
06/03/2013 - 05/24/2019
CUNA BROKERAGE SERVICES, INC. (MARGATE FL)
FL
08/19/2008 - 10/09/2012
BB&T INVESTMENT SERVICES, INC. (WESTON FL)
FL
02/01/2007 - 08/19/2008
WACHOVIA SECURITIES, LLC (SUNRISE FL)
FL
08/16/2005 - 02/01/2007
ATLAS SECURITIES, LLC (HALLANDALE FL)
GA
03/04/2003 - 02/05/2004
SUNTRUST SECURITIES, INC. (ATLANTA GA)
TN
10/16/2001 - 02/28/2003
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MO
10/01/2000 - 09/17/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
11/12/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
04/30/1993 - 10/21/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/11/1992 - 01/15/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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