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Ralph Roland Colimon

Wells Fargo Clearing Services, LLC

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About Ralph Roland Colimon

Ralph Roland Colimon is a registered representative with Wells Fargo Clearing Services, LLC. Ralph Colimon has been in the financial services industry since 1999. Ralph Colimon is currently registered with the state of Florida. Ralph Colimon has previously been registered with UBS Financial Services Inc., Grace Financial Group LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Herzog, Heine, Geduld, LLC. Ralph Colimon holds the Series 6, 7, 55, 63, and 66 securities licenses. Ralph Colimon has also passed the SIE exam. Ralph Colimon has indicated that he specializes in providing investment advice to individuals, businesses, and institutions.

Firm Information

Ralph Colimon is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ralph Colimon’s Registration & Firm History

FL

11/06/2024 - Present

Wells Fargo Clearing Services, LLC (CORAL GABLES FL)

FL

11/28/2007 - 05/13/2009

UBS FINANCIAL SERVICES INC. (AVENTURA FL)

FL

12/09/2004 - 04/19/2007

GRACE FINANCIAL GROUP LLC (AVENTURA FL)

NY

03/06/2002 - 12/10/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/17/2000 - 02/28/2002

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

NC

01/20/1999 - 03/15/1999

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/09/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 12/13/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/26/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/03/2024

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/10/2001

Series 7 - General Securities Representative Examination

BC

Issued 01/19/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ralph Roland Colimon.
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