Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Backe is a financial advisor with Prospera Financial Services, Inc. Ralph Backe has been working in the financial industry since 1993. Ralph Backe's firm office is located in Crystal Lake, IL. Ralph Backe has been registered with the state of Illinois since August 19, 2019. Ralph Backe specializes in providing financial planning and portfolio management services to individuals, businesses, and pooled investment vehicles. Ralph Backe is also registered as an Investment Advisor Representative with the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
IL
08/19/2019 - Present
Prospera Financial Services, Inc. (Crystal Lake IL)
IL
07/05/2013 - 08/20/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRYSTAL LAKE IL)
IL
07/01/2003 - 07/05/2013
WELLS FARGO ADVISORS, LLC (BARRINGTON IL)
NY
05/17/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
05/06/1993 - 05/16/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
04/16/1993 - 05/11/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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