Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Michael Fajack is a financial advisor registered with Stifel, Nicolaus & Company, Inc. in the state of Ohio since September 25, 2009. Ralph has been a financial advisor since August 18, 1992. Ralph is also a registered investment advisor with the same firm in Ohio. Prior to joining Stifel, Nicolaus & Company, Inc. Ralph worked for UBS Financial Services Inc. and McDonald Investments Inc. Ralph has a strong background in the industry, having worked in the field for over 30 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
09/25/2009 - Present
Stifel, Nicolaus & Company, Inc. (CANFIELD OH)
OH
02/09/2007 - 09/25/2009
UBS FINANCIAL SERVICES INC. (CANFIELD OH)
OH
05/05/1993 - 02/09/2007
MCDONALD INVESTMENTS INC. (CANFIELD OH)
CA
09/11/1992 - 02/17/1995
MONTANO SECURITIES CORPORATION (ORANGE CA)
CA
08/19/1992 - 09/17/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 02/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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