Unclaimed
Ralph Mckinley Cross is an investment advisor representative at Wells Fargo Advisors Financial Network, LLC. Ralph has been in the securities industry since 1999, with experience at various firms including Stephens Inc. and Merrill Lynch. Ralph holds Series 3, 7, 9, 10, 31, and 66 licenses, and is registered in 29 states. Ralph Cross's experience and qualifications allow him to provide investment consulting services to institutional clients, as well as financial planning services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
10/16/2018 - Present
Wells Fargo Advisors Financial Network, LLC (HOT SPRINGS AR)
AR
03/20/2009 - 10/18/2018
STEPHENS (HOT SPRINGS AR)
AR
05/15/2003 - 03/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOT SPRINGS AR)
NY
10/22/2001 - 05/05/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
12/14/1999 - 10/23/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 12/20/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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