Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Mattone is a financial professional with over 25 years of experience in the industry. Ralph currently works at Credit Suisse Securities (usa) LLC and UBS Financial Services Inc., where Ralph provides investment advice to clients. Prior to Ralph's current roles, Ralph has held positions at several other firms, including Nomura Securities International, Inc., DB Securities Services NJ Inc., Deutsche Bank Securities Inc., and others. Ralph holds Series 63, Series 27, Series 99TO, and SIE licenses, and has a specialization in portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
1
2
NY
07/24/2024 - Present
Credit Suisse Securities (usa) LLC (NEW YORK NY)
NY
05/04/2009 - 10/31/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NJ
01/18/2007 - 05/20/2009
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
NY
07/25/2003 - 05/20/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
IL
02/25/2005 - 11/28/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
02/25/2005 - 11/28/2005
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
CT
03/01/2002 - 06/10/2003
ABN AMRO INCORPORATED (STAMFORD CT)
NY
07/01/1998 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
03/13/1998 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
12/18/1995 - 12/01/1997
BZW SECURITIES INC. (NEW YORK NY)
NY
01/20/1995 - 11/21/1995
SBC CAPITAL MARKETS, INC. (NEW YORK NY)
NY
02/08/1993 - 01/10/1994
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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