Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Lomando is a financial advisor with over 28 years of experience in the industry. Ralph is currently registered with J.p. Morgan Securities LLC, where he has been since August 2014. Previously, Ralph worked for Beacon Gate LLC, G-2 Trading, LLC, RBC Capital Markets Corporation, Hold Brothers On-Line Investment Services L.L.C., SMF Trading, Inc., Stephen M. Ferretti, Inc., Fano Securities LLC, Yamner & Co., Inc., Monarch Financial Corporation of America, World Financial Services, Inc., NDB Capital Markets, LP, Sharpe Capital, Inc., Aegis Capital Corp., Cantor Fitzgerald & Co., Spear, Leeds & Kellogg, and Nash, Weiss & Co. Ralph has a diverse background, having worked with a wide range of clients, including high-net-worth individuals, corporations, insurance companies, and charitable organizations. Ralph is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
08/29/2014 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
MI
12/05/2011 - 05/07/2014
BEACON GATE LLC (HOLLAND MI)
NY
05/04/2007 - 05/07/2014
G-2 TRADING,LLC (NEW YORK NY)
NY
06/20/2008 - 10/02/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
05/30/2006 - 05/01/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
09/08/2005 - 05/10/2006
SMF TRADING, INC. (NEW YORK NY)
NY
06/16/2005 - 09/09/2005
STEPHEN M. FERRETTI, INC. (NEW YORK NY)
NY
07/12/2004 - 03/07/2005
FANO SECURITIES LLC (NEW YORK NY)
NJ
08/01/2003 - 07/09/2004
YAMNER & CO., INC. (WALDWICK NJ)
NY
05/02/2003 - 07/30/2003
MONARCH FINANCIAL CORPORATION OF AMERICA (NEW YORK NY)
NY
09/04/2002 - 07/30/2003
WORLD FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
09/22/1998 - 06/28/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
NY
03/03/1997 - 09/02/1998
SHARPE CAPITAL, INC. (NEW YORK NY)
NY
09/16/1996 - 02/27/1997
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
04/26/1996 - 10/31/1996
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
08/29/1995 - 05/03/1996
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NJ
01/10/1994 - 08/23/1995
NASH, WEISS & CO. (JERSEY CITY NJ)
BC
Issued 02/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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