Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Lerman is a financial professional with over 10 years of experience in the industry. Ralph is currently registered with Moelis & Co. LLC in New York. Prior to joining Moelis & Co. LLC, Ralph held positions at SunTrust Robinson Humphrey, Inc., Lazard Frères & Co. LLC, and UBS Securities LLC. Ralph holds Series 7, Series 79, and Series 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/03/2020 - Present
Moelis & Co. LLC (NEW YORK NY)
NY
04/07/2015 - 02/03/2020
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NY
07/09/2012 - 08/25/2014
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
10/17/2011 - 07/11/2012
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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