Unclaimed
Ralph Joseph Divino is a financial professional with over 28 years of experience in the financial services industry. Ralph is currently registered with BNY Mellon Securities Corp. and is actively licensed in all 50 states and the District of Columbia. Prior to joining BNY Mellon Securities Corp., Ralph has held various roles at several financial institutions, including ALPS Distributors, Inc., Delaware Distributors, L.P., VOYA INVESTMENTS DISTRIBUTOR, LLC, ING INVESTMENT MANAGEMENT SERVICES LLC, UBS FINANCIAL SERVICES INC., BLACKROCK INVESTMENTS, INC., FAM DISTRIBUTORS, INC., UBS GLOBAL ASSET MANAGEMENT (US) INC., DEUTSCHE BANC ALEX. BROWN INC., ICC DISTRIBUTORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BT ALEX. BROWN INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
09/20/2022 - Present
BNY Mellon Securities Corp. (New York NY)
CO
08/14/2020 - 09/12/2022
ALPS DISTRIBUTORS, INC. (DENVER CO)
PA
11/28/2017 - 11/22/2019
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
NY
07/21/2010 - 08/08/2017
VOYA INVESTMENTS DISTRIBUTOR, LLC (NEW YORK NY)
NY
02/22/2010 - 08/18/2010
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
NJ
03/09/2009 - 12/31/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/29/2006 - 12/04/2008
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
09/15/2005 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
11/15/2001 - 08/11/2004
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
04/03/2001 - 06/01/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
ME
02/11/2000 - 03/07/2001
ICC DISTRIBUTORS, INC. (PORTLAND ME)
NY
03/03/1999 - 05/14/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
09/24/1990 - 02/01/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 10/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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