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Ralph Joseph Calabro

Maxim Group LLC

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About Ralph Joseph Calabro

Ralph Calabro is a financial advisor who has been in the industry since 1997. Ralph is currently registered with Maxim Group LLC in Red Bank, New Jersey. Ralph has previously worked for BrokerageAmerica, LLC, Paragon Capital Markets, Inc., Knight Securities, L.P., Schwab Capital Markets L.P., and First Hanover Securities, Inc. Ralph has passed the Series 7, Series 55, Series 63, Series 57TO and SIE exams and is registered with the states of New Jersey and New York.

Firm Information

Ralph Calabro is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ralph Calabro’s Registration & Firm History

NJ

01/18/2005 - Present

Maxim Group LLC (RED BANK NJ)

NY

09/15/2003 - 01/18/2005

BROKERAGEAMERICA, LLC (NEW YORK NY)

NJ

08/03/2000 - 01/31/2003

PARAGON CAPITAL MARKETS, INC. (EAST HANOVER NJ)

NJ

05/26/2000 - 07/26/2000

KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)

CT

04/14/1997 - 04/03/2000

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

05/28/1996 - 10/22/1996

FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)

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Licenses & Designations

BC

Issued 05/31/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/24/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ralph Joseph Calabro.
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