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Ralph John Fetrow

Prospera Financial Services, Inc.

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About Ralph John Fetrow

Ralph Fetrow is a financial advisor with over 24 years of experience. Ralph is currently registered with Prospera Financial Services, Inc. and has previously been registered with firms like PURSHE KAPLAN STERLING INVESTMENTS, KOVACK SECURITIES INC. and INVEST FINANCIAL CORPORATION. Ralph holds the following licenses: Series 6, Series 7, Series 63 and Series 65. Ralph provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, and selection of other advisors. Ralph is also involved in other businesses including Painted Hill Farms, RAMS 88 INC., and RALPH J. FETROW CONSULTING.

Firm Information

Ralph Fetrow is currently registered with Prospera Financial Services, Inc.. Prospera Financial Services, Inc. is a corporation headquartered in Dallas, Texas. Founded in 1982, the firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. With over 150 licensed agents and investment advisor representatives, Prospera manages over $9.8 billion in regulatory assets. The firm is registered with the SEC and in all 50 states.
Prospera Financial Services, Inc.

5429 LBJ FREEWAY

DALLAS, TX 75240

$9.81B

Assets Under Management

8

Total Clients

235

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Percentage of assets under review

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Ralph Fetrow’s Registration & Firm History

PA

01/31/2023 - Present

Prospera Financial Services, Inc. (Harrisburg PA)

PA

07/30/2019 - 02/06/2023

PURSHE KAPLAN STERLING INVESTMENTS (Newtown PA)

PA

02/16/2016 - 07/30/2019

KOVACK SECURITIES INC. (LEMOYNE PA)

PA

10/21/2008 - 12/11/2015

INVEST FINANCIAL CORPORATION (HERSHEY PA)

PA

03/05/2007 - 10/21/2008

FINANCIAL NETWORK INVESTMENT CORPORATION (DILLSBURG PA)

PA

12/19/2006 - 01/31/2007

PNC INVESTMENTS (YORK PA)

PA

06/16/2001 - 12/20/2006

PNC CAPITAL MARKETS LLC (PITTSBURGH PA)

KY

11/02/2000 - 06/16/2001

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

NC

03/17/1999 - 08/17/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 12/17/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2001

Series 7 - General Securities Representative Examination

BC

Issued 03/16/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ralph John Fetrow. Review regulatory record here.
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