Unclaimed
Ralph Fetrow is a financial advisor with over 24 years of experience. Ralph is currently registered with Prospera Financial Services, Inc. and has previously been registered with firms like PURSHE KAPLAN STERLING INVESTMENTS, KOVACK SECURITIES INC. and INVEST FINANCIAL CORPORATION. Ralph holds the following licenses: Series 6, Series 7, Series 63 and Series 65. Ralph provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, and selection of other advisors. Ralph is also involved in other businesses including Painted Hill Farms, RAMS 88 INC., and RALPH J. FETROW CONSULTING.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
PA
01/31/2023 - Present
Prospera Financial Services, Inc. (Harrisburg PA)
PA
07/30/2019 - 02/06/2023
PURSHE KAPLAN STERLING INVESTMENTS (Newtown PA)
PA
02/16/2016 - 07/30/2019
KOVACK SECURITIES INC. (LEMOYNE PA)
PA
10/21/2008 - 12/11/2015
INVEST FINANCIAL CORPORATION (HERSHEY PA)
PA
03/05/2007 - 10/21/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (DILLSBURG PA)
PA
12/19/2006 - 01/31/2007
PNC INVESTMENTS (YORK PA)
PA
06/16/2001 - 12/20/2006
PNC CAPITAL MARKETS LLC (PITTSBURGH PA)
KY
11/02/2000 - 06/16/2001
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NC
03/17/1999 - 08/17/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 12/17/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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