Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Romano has been a financial professional since 1975. He has worked for several firms, including New England Securities, Lindsco/Private Ledger Corp., and WS Griffith Securities, Inc. Ralph is currently registered with Capital Synergy Partners, in California and Illinois. Ralph is licensed to advise in California, Colorado, Illinois, and New York and offers financial planning, and portfolio management for individuals and selection of other advisors. Ralph has worked in the industry for 47 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Csp receives third party referral, selection & monitoring fees
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2
CA
01/01/2025 - Present
Capital Synergy Partners (IRVINE CA)
IL
12/01/2017 - 12/31/2020
SIGMA FINANCIAL CORPORATION (Deerfield IL)
CO
02/04/2015 - 06/21/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
IL
07/08/2013 - 12/19/2014
ALLSTATE FINANCIAL SERVICES, LLC (MT PROSPECT IL)
IL
04/11/2005 - 05/09/2013
NEW ENGLAND SECURITIES (NORTHBROOK IL)
SC
06/30/2004 - 04/13/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
08/06/1997 - 06/22/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
01/20/1997 - 08/06/1997
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MN
03/09/1995 - 12/31/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
IA
01/29/1981 - 02/08/1995
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
09/17/1975 - 03/17/1981
JOHN HANCOCK DISTRIBUTORS, INC.
NA
09/17/1975 - 03/17/1981
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
IA
Issued 07/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1975
Series 1 - Registered Representative Examination
Active
Inactive
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FINRA
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