Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph James Costanza is a financial advisor with over 50 years of experience in the financial industry. Ralph is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Ralph has been a registered representative with Merrill Lynch since 2012. Previously, Ralph was a registered representative with Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith, Inc. Ralph has a wide range of experience in the financial services industry, including securities, investments, insurance, and financial planning. Ralph has earned a number of industry designations, including Series 7, Series 24, Series 40, and Series 63. Ralph is committed to providing his clients with the highest level of personalized service and financial guidance. Ralph holds advisory board membership with the Fred J Brotherton Charitable Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/30/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUMMIT NJ)
NJ
06/01/2009 - 05/08/2012
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
NJ
11/03/1976 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NA
07/01/1969 - 11/14/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 06/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/07/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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