Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Irvin Glasgow is a financial advisor with over 38 years of experience. Ralph has worked in the financial industry since 1984 and holds a Series 6, Series 7, Series 63 and Series 66. Ralph is registered with LPL Financial LLC and is currently licensed in California and Texas. Ralph specializes in financial planning and investment advisory services for high net worth individuals, corporations, individuals other than high net worth, insurance companies, charitable organizations, pension and profit-sharing plans, and investment clubs. Ralph's firm, LPL Financial LLC, manages over $463 billion in assets and serves over 168,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/26/2022 - Present
LPL Financial LLC (MOORPARK CA)
CA
02/26/2018 - 01/28/2022
SECURITIES AMERICA, INC. (MOORPARK CA)
CA
03/25/2017 - 03/05/2018
MML INVESTORS SERVICES, LLC (WOODLAND HILLS CA)
CA
10/18/1984 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WOODLAND HILLS CA)
CA
10/18/1984 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WESTLAKE VILLAGE CA)
BOTH
Issued 06/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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