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Ralph Herman Hendry

Independent Financial Group, LLC

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About Ralph Herman Hendry

Ralph Herman Hendry is a financial advisor with over 29 years of experience in the industry. Ralph Hendry is registered with Independent Financial Group, LLC and has been with them since November 2009. Ralph Hendry provides services such as financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors. Ralph Hendry also has experience with CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, RAYMOND JAMES & ASSOCIATES, INC., RIGGS INVESTMENT CORP., FINANCIAL NETWORK INVESTMENT CORPORATION and LEGG MASON WOOD WALKER, INCORPORATED.

Firm Information

Ralph Hendry is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ralph Hendry’s Registration & Firm History

VA

11/26/2014 - Present

Independent Financial Group, LLC (ALEXANDRIA VA)

DC

05/29/2007 - 12/14/2009

CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)

DC

09/11/2002 - 05/29/2007

CITICORP INVESTMENT SERVICES (WASHINGTON DC)

FL

01/29/1999 - 09/18/2002

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

DC

01/04/1999 - 01/29/1999

RIGGS INVESTMENT CORP. (WASHINGTON DC)

CA

10/23/1997 - 01/14/1999

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

MD

06/14/1995 - 10/03/1997

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

MO

01/13/1994 - 06/15/1995

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 01/18/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/03/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ralph Herman Hendry. Review regulatory record here.
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