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Ralph Hamilton Barringer

Northwestern Mutual Investment Services, LLC

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About Ralph Hamilton Barringer

Ralph Barringer is a financial professional with over 40 years of experience in the financial services industry. Ralph is a registered representative with Northwestern Mutual Investment Services, LLC. Ralph's registrations include Series 6, 7, 63 and 66 licenses. Previously, Ralph worked for Robert W. Baird & Co. Incorporated and Alexander Investment Services Co. Ralph provides a variety of financial services, including investment research, referrals to other advisors, and insurance products.

Firm Information

Ralph Barringer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ralph Barringer’s Registration & Firm History

KY

01/21/2025 - Present

Northwestern Mutual Investment Services, LLC (LOUISVILLE KY)

WI

08/23/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

04/07/1987 - 12/31/1989

G. R. PHELPS & CO., INC.

NA

03/25/1985 - 02/20/1986

ALEXANDER INVESTMENT SERVICES CO.

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Licenses & Designations

BOTH

Issued 06/05/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/17/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2006

Series 7 - General Securities Representative Examination

BC

Issued 08/06/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Ralph Hamilton Barringer. Review regulatory record here.
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