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Ralph Gerard Adamo

Kovack Advisors, Inc.

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About Ralph Gerard Adamo

Ralph Gerard Adamo is an investment advisor representative with Kovack Advisors, Inc. Ralph has been in the securities industry since 1987 and has been registered with the state of California since 2020. Ralph specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Ralph also holds the Series 7, Series 63, Series 65, and SIE licenses. Before joining Kovack Advisors, Inc., Ralph was an investment advisor representative with FSC Securities Corporation from 2003 to 2017. Ralph holds the Chartered Financial Consultant designation.

Firm Information

Ralph Adamo is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ralph Adamo’s Registration & Firm History

CA

01/02/2018 - Present

Kovack Advisors, Inc. (Newport Beach CA)

CA

04/05/1995 - 12/22/2017

FSC SECURITIES CORPORATION (NEWPORT BEACH CA)

PA

11/15/1988 - 03/03/1995

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

NA

03/25/1987 - 11/26/1988

TRAVELERS EQUITIES SALES, INC.

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Licenses & Designations

BC

Issued 11/01/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/03/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/29/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/22/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 5 public disclosures for Ralph Gerard Adamo. Review regulatory record here.
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