Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Garcia is a financial advisor with over 30 years of experience in the industry. Ralph is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since June 2023. Ralph has a strong track record of providing financial advice to individuals, families, and businesses. Ralph is dedicated to helping clients achieve their financial goals through a variety of services, including financial planning, portfolio management, and investment consulting. Ralph is a highly experienced advisor with a strong understanding of the financial markets and the needs of his clients. Ralph is committed to providing clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
06/02/2023 - Present
Wells Fargo Advisors Financial Network, LLC (RENO NV)
CA
01/02/2009 - 06/02/2023
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
01/28/1995 - 01/20/2009
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
NY
01/30/1992 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
12/20/1988 - 02/06/1992
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 06/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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