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Ralph Eads

Jefferies LLC

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About Ralph Eads

Ralph Eads is a financial professional with over 20 years of experience in the industry. Ralph currently works at Jefferies LLC, a well-respected financial firm, and has a proven track record of success in the financial services industry. Ralph has a diverse background, having previously worked at RANDALL & DEWEY SECURITIES, LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and S.G. WARBURG & CO. INC. Ralph is a highly skilled and experienced individual who is committed to providing clients with the highest quality financial advice. Ralph is registered in California, Colorado, Louisiana, New York, Oklahoma, and Texas.

Firm Information

Ralph Eads is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ralph Eads’s Registration & Firm History

TX

02/03/2005 - Present

Jefferies LLC (HOUSTON TX)

TX

05/12/2004 - 02/11/2005

RANDALL & DEWEY SECURITIES, LLC (HOUSTON TX)

NJ

01/30/1996 - 08/29/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

01/03/1995 - 02/07/1996

S.G. WARBURG & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ralph Eads.
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