Unclaimed
Ralph Wagner is a financial advisor registered with Commonwealth Financial Network and Laurel Financial Group Inc. Ralph has been in the industry for over 10 years and holds Series 6, 63, 65, and SIE licenses. Ralph specializes in financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and publication of periodicals. Ralph provides investment advice to individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/08/2023 - Present
Commonwealth Financial Network (PITTSBURGH PA)
PA
07/29/2022 - 03/24/2023
PFS INVESTMENTS INC. (AMBRIDGE PA)
NJ
07/29/2015 - 10/31/2016
ADP BROKER-DEALER, INC. (ROSELAND NJ)
PA
08/09/2012 - 01/24/2013
FARMERS FINANCIAL SOLUTIONS, LLC (PITTSBURGH PA)
IA
Issued 05/01/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/04/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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