Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Dexter is a financial advisor currently registered with Centaurus Financial, Inc. Ralph has been in the financial services industry since 1986. Ralph has been registered with Centaurus Financial, Inc. since January 2016. Ralph's previous employers include Keystone Capital Corporation, Calton & Associates, Inc., Cadaret, Grant & Co., Inc., Raymond James Financial Services, Inc., E-W Investments, Inc., Financial Network Investment Corporation and American Pacific Securities Corporation. Ralph provides financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals. Ralph has passed the Uniform Combined State Law Examination, General Securities Sales Supervisor - General Module Examination, General Securities Sales Supervisor - Options Module Examination, Securities Industry Essentials Examination and General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/27/2024 - Present
Centaurus Financial, Inc. (COSTA MESA CA)
CA
01/22/2014 - 12/31/2015
KEYSTONE CAPITAL CORPORATION (Santa Fe Springs CA)
FL
01/02/2014 - 01/21/2014
CALTON & ASSOCIATES, INC. (TAMPA FL)
CA
10/31/2008 - 12/31/2013
CADARET, GRANT & CO., INC. (SANTA FE SPRINGS CA)
CA
07/19/2002 - 10/31/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (SANTA FE SPRINGS CA)
CA
12/05/1991 - 07/29/2002
E-W INVESTMENTS, INC. (SAN GABRIEL CA)
CA
04/10/1989 - 12/31/1991
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
03/04/1986 - 04/10/1989
AMERICAN PACIFIC SECURITIES CORPORATION
BOTH
Issued 10/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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