Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Disomma is a financial advisor with Oppenheimer & Co. Inc. Ralph has been in the industry since 2003, and has experience with Raymond James & Associates, Inc., Deutsche Bank Securities Inc., and Morgan Stanley Smith Barney. Ralph is registered with the state of Connecticut as a Registered Investment Advisor and in New Jersey and New York as a Registered Representative. Ralph is also licensed to sell securities, commodities, and futures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CT
09/06/2016 - 02/14/2017
RAYMOND JAMES & ASSOCIATES, INC. (Greenwich CT)
NY
01/29/2015 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/01/2009 - 01/28/2015
MORGAN STANLEY (NEW YORK NY)
NY
05/10/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/08/2006 - 05/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
01/14/2003 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
IA
Issued 06/23/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/06/2002
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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