Unclaimed
Ralph Dente has been a registered representative in the financial services industry since 1984. Ralph currently works with MML Investors Services, LLC and has been with them since 2017. Prior to that, Ralph worked with MSI Financial Services, INC. from 2003 - 2017, Metropolitan Life Insurance Company from 2003 - 2007 and 1717 Capital Management Company from 2003 - 2003. Ralph is also registered with the states of Connecticut, New Jersey, New York, North Carolina and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
03/25/2017 - Present
MML Investors Services, LLC (WALL TOWNSHIP NJ)
NJ
06/30/2003 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WALL TOWNSHIP NJ)
NJ
06/30/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (TINTON FALLS NJ)
DE
04/25/2003 - 06/26/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
04/25/2000 - 05/29/2001
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
07/01/1998 - 05/05/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
03/10/1995 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
04/12/1993 - 04/03/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
12/18/1984 - 09/04/1991
BROADCORT CAPITAL CORP. (NEW YORK NY)
BC
Issued 06/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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