Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Dennis Barker is a registered investment advisor representative with Momentum Independent Network Inc. Ralph Dennis Barker has been in the industry since January 11, 1996. Ralph Dennis Barker has been associated with Momentum Independent Network Inc. since January 2010. Prior to that, Ralph Dennis Barker was with SOUTHWEST SECURITIES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Ralph Dennis Barker is currently registered in Colorado, Georgia, New Mexico, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
03/07/2022 - Present
Momentum Independent Network Inc. (DALLAS TX)
NM
02/13/2004 - 12/31/2009
SOUTHWEST SECURITIES, INC. (ALBUQUERQUE NM)
NY
01/09/1996 - 02/19/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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