Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Arthur MacMillan is a financial professional with over 30 years of experience in the financial services industry. Ralph Arthur MacMillan is currently registered with D.a. Davidson & Co., located in Los Angeles, California. Ralph Arthur MacMillan has held previous positions with Crowell Weedon & Co. and Wedbush Morgan Securities Inc., all of which have a strong presence in the industry. Ralph Arthur MacMillan holds the Series 63, Series 24, Series 57TO, SIE, Series 55, and Series 7 licenses. Ralph Arthur MacMillan specializes in a variety of financial services including securities, investments, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/25/2013 - Present
D.a. Davidson & Co. (LOS ANGELES CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (LOS ANGELES CA)
CA
06/23/1995 - 11/04/2013
CROWELL, WEEDON & CO. (LOS ANGELES CA)
NY
11/15/1993 - 06/27/1995
MEYERS SECURITIES CORPORATION (ROCHESTER NY)
CA
04/06/1992 - 12/07/1993
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
BC
Issued 04/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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