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Ralph Anthony Savino

Aegis Capital Corp.

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About Ralph Anthony Savino

Ralph Anthony Savino is a financial professional with over 20 years of experience in the industry. He has been with Aegis Capital Corp. since 2014, and prior to that, worked for a number of other firms in the New York area. Ralph Anthony Savino specializes in providing financial planning services, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. He is registered to provide securities and investment advisory services in 20 states.

Firm Information

Ralph Savino is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ralph Savino’s Registration & Firm History

NY

07/02/2014 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

09/25/2018 - 09/25/2018

JOSEPH GUNNAR & CO. LLC (MELVILLE NY)

NY

05/20/2013 - 08/06/2014

ROCKWELL SECURITIES LLC (NEW YORK NY)

NY

12/07/2010 - 06/18/2013

ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)

NY

06/21/2010 - 12/06/2010

CHARLES VISTA LLC (MELVILLE NY)

NY

04/09/2008 - 07/20/2010

OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)

NY

04/09/2007 - 04/15/2008

WESTROCK ADVISORS, INC. (WOODBURY NY)

NY

02/28/2007 - 04/13/2007

ANDREW GARRETT INC. (UNIONDALE NY)

NY

01/02/2004 - 03/01/2007

S.W. BACH & COMPANY (PORT WASHINGTON NY)

NY

10/04/2001 - 01/21/2004

HARRISON SECURITIES, INC. (PORT WASHINGTON NY)

CO

01/02/2001 - 10/08/2001

GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)

NY

02/25/1997 - 01/30/2001

GBI CAPITAL PARTNERS INC. (BETHPAGE NY)

NY

12/20/2000 - 01/02/2001

GLOBAL CAPITAL MARKETS, LLC (MELVILLE NY)

MA

10/10/2000 - 11/03/2000

DELTA EQUITY SERVICES CORPORATION (BOLTON MA)

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Licenses & Designations

BC

Issued 03/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 6 public disclosures for Ralph Anthony Savino. Review regulatory record here.
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