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Ralph Anthony Passero

Prudential Investment Management Services LLC

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About Ralph Anthony Passero

Ralph Anthony Passero is a financial advisor who has been in the industry since 2014. Currently, he is a registered representative for Prudential Investment Management Services LLC. Ralph Anthony Passero has previously worked for PRUCO SECURITIES, LLC. and UBS FINANCIAL SERVICES INC. Ralph Anthony Passero has passed the Securities Industry Essentials Examination, the General Securities Representative Examination (Series 7TO) and the General Securities Representative Examination (Series 7) exams.

Firm Information

Ralph Passero is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ralph Passero’s Registration & Firm History

NJ

01/19/2024 - Present

Prudential Investment Management Services LLC (Newark NJ)

CT

04/24/2023 - 01/19/2024

PRUCO SECURITIES, LLC. (Shelton CT)

NJ

09/28/2010 - 11/27/2013

PRUCO SECURITIES, LLC. (ISELIN NJ)

NJ

09/14/2006 - 10/09/2008

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

08/14/2002 - 08/10/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 04/24/2023

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ralph Anthony Passero.
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