Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Anthony Nicosia is a financial advisor with over 27 years of experience in the industry. Ralph has been registered with UMB Financial Services, Inc. since 2015. Prior to joining UMB, Ralph held positions at BB&T Investment Services, Inc., Wells Fargo Advisors, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ralph holds a Series 3, 7, and 63 licenses. Ralph is a Certified Financial Planner and has a broad range of experience in portfolio management for individuals and businesses, as well as financial planning. Ralph is currently licensed in Arizona, Colorado, and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CO
08/03/2023 - Present
UMB Financial Services, Inc. (DENVER CO)
CO
11/09/2015 - 11/09/2022
UMB FINANCIAL SERVICES, INC. (DENVER CO)
FL
05/21/2015 - 06/05/2015
BB&T INVESTMENT SERVICES, INC. (SARASOTA FL)
CO
01/03/2011 - 03/31/2015
WELLS FARGO ADVISORS, LLC (COLORADO SPRINGS CO)
CO
05/16/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (COLORADO SPRINGS CO)
FL
03/06/2007 - 04/30/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
CO
07/27/2006 - 02/26/2007
WELLS FARGO INVESTMENTS, LLC (COLORADO SPRINGS CO)
FL
03/05/2003 - 06/20/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (SARASOTA FL)
NY
10/08/1994 - 02/21/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
08/03/1994 - 08/31/1994
J. GREGORY & COMPANY, INC.
IA
Issued 10/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1997
Series 3 - National Commodity Futures Examination
BC
Issued 08/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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