Unclaimed
Ralph Anthony Capristo is a financial advisor at Centaurus Financial, Inc. Ralph has been in the securities industry since July 31, 2014. Ralph holds Series 6, 7TO, 63, 65 and 66 licenses, and is also a Certified Financial Planner. Ralph has experience working with high-net-worth individuals and corporations. Ralph provides financial planning, portfolio management, pension consulting, and educational seminars. Ralph is also registered to provide investment advisory services in 10 states: California, Colorado, Indiana, Maryland, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/04/2022 - Present
Centaurus Financial, Inc. (Allentown PA)
PA
11/20/2006 - 08/19/2011
M&T SECURITIES, INC. (OLD FORGE PA)
BOTH
Issued 07/07/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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