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Ralph Anthony Capristo

Centaurus Financial, Inc.

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About Ralph Anthony Capristo

Ralph Anthony Capristo is a financial advisor at Centaurus Financial, Inc. Ralph has been in the securities industry since July 31, 2014. Ralph holds Series 6, 7TO, 63, 65 and 66 licenses, and is also a Certified Financial Planner. Ralph has experience working with high-net-worth individuals and corporations. Ralph provides financial planning, portfolio management, pension consulting, and educational seminars. Ralph is also registered to provide investment advisory services in 10 states: California, Colorado, Indiana, Maryland, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Utah, and Washington.

Firm Information

Ralph Capristo is currently registered with Centaurus Financial, Inc.. Centaurus Financial, Inc. is a corporation formed in August 1992 and headquartered in Anaheim, California. The firm provides a variety of advisory services including financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals, and wrap fee programs. Centaurus Financial, Inc. serves a wide range of clients including individuals, businesses, high-net-worth individuals, and corporations. The firm has regulatory assets under management exceeding $6.2 billion, including discretionary and non-discretionary accounts.
Centaurus Financial, Inc.

2300 EAST KATELLA AVE

ANAHEIM, CA 92806

$6.28B

Assets Under Management

Not reported

Total Clients

510

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ralph Capristo’s Registration & Firm History

PA

04/04/2022 - Present

Centaurus Financial, Inc. (Allentown PA)

PA

11/20/2006 - 08/19/2011

M&T SECURITIES, INC. (OLD FORGE PA)

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Licenses & Designations

BOTH

Issued 07/07/2017

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/16/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/24/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/10/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ralph Anthony Capristo.
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