Unclaimed
Ralph Alfonso Giansanti Jr. is a financial advisor who has been active in the industry since 1988. Ralph is currently registered with Osaic Institutions, Inc. in Connecticut and Florida and has held previous registrations with several other firms. Ralph's experience includes working with various client types, including individuals, businesses, charitable organizations and high-net-worth individuals. Ralph offers advisory services including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
12/04/2020 - Present
Osaic Institutions, Inc. (MERIDEN CT)
CT
04/11/1994 - 11/20/2013
HARVEST CAPITAL LLC (WETHERSFIELD CT)
NE
01/27/1993 - 04/07/1994
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
06/05/1989 - 02/25/1993
NUTMEG SECURITIES, LTD. (NEW YORK NY)
NA
11/01/1988 - 06/08/1989
AMERICAN CAPITAL CORPORATION
NA
12/04/1987 - 03/19/1988
NORTH AMERICAN INVESTMENT CORP.
BC
Issued 02/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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