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Ralph Alan Butler

Butler Capital Partners

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About Ralph Alan Butler

Ralph Alan Butler is a financial advisor with over 30 years of experience in the industry. Ralph has a strong background in investment banking and has worked at several prominent firms including Lehman Brothers, Morgan Stanley and Thomas Weisel Partners. Ralph is currently a Principal at Butler Capital Partners, a firm based in Old Westbury, NY. Ralph has a strong track record of success in providing financial advice to clients.

Firm Information

Ralph Butler is currently registered with Butler Capital Partners. Butler Capital Partners is a Limited Liability Company formed in April 2001. The firm is registered in California, Connecticut, District of Columbia, Florida, Illinois, Iowa, Massachusetts, Michigan, New Jersey, New York, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, and Wisconsin. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ralph Butler’s Registration & Firm History

NY

01/10/2002 - Present

Butler Capital Partners (OLD WESTBURY NY)

CA

03/03/2000 - 03/13/2001

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

NY

12/09/1994 - 03/16/2000

LEHMAN BROTHERS INC. (NEW YORK NY)

CT

08/04/1993 - 12/21/1994

DILLON, READ & CO. INC. (STAMFORD CT)

NY

10/29/1990 - 08/27/1993

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

01/24/1986 - 09/16/1986

CRAIGIE INCORPORATED

NA

02/15/1984 - 11/07/1985

DILLON, READ & CO. INC.

NA

07/22/1982 - 03/26/1984

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 11/05/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/1990

Series 3 - National Commodity Futures Examination

BC

Issued 10/15/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ralph Alan Butler. Review regulatory record here.
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