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Ralph A Peluso

Lazard Asset Management Securities LLC

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About Ralph A Peluso

Ralph Peluso is a financial advisor who has been in the securities industry since 1993. Ralph is currently registered with Lazard Asset Management Securities LLC. Ralph has held previous positions with Allianz Global Investors Distributors LLC, Legg Mason Investors Services, LLC, Citigroup Global Markets Inc., MSCS Financial Services, LLC, Goldk Investment Services, Inc, Orbitex Funds Distributor, Inc., and PIMCO Funds Distributors LLC.

Firm Information

Ralph Peluso is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ralph Peluso’s Registration & Firm History

NY

06/30/2011 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NY

03/03/2006 - 09/23/2010

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

CT

12/01/2005 - 12/20/2005

LEGG MASON INVESTORS SERVICES, LLC (STAMFORD CT)

NY

10/01/2003 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/05/2002 - 09/04/2003

MSCS FINANCIAL SERVICES, LLC (EDGEWOOD NY)

MA

09/20/2000 - 04/12/2002

GOLDK INVESTMENT SERVICES, INC (BOSTON MA)

CT

03/06/2000 - 09/05/2000

ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)

NY

12/16/1991 - 01/10/2000

PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/31/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 07/27/2007

Series 7 - General Securities Representative Examination

BC

Issued 12/13/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ralph A Peluso.
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