Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ralph? Claim Your ProfileRalph Milne is a financial advisor in Lake Mary, Florida. Ralph has been working in the financial services industry since July 20, 2014. Ralph is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Ralph holds a Series 66, Series 27, Series 24, Series 10, Series 9, SIE, and Series 7 licenses. Ralph has been registered with the state of Florida and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/23/2023 - Present
Pershing LLC (LAKE MARY FL)
FL
05/04/2022 - 10/17/2022
PERSHING LLC (LAKE MARY FL)
FL
09/14/2021 - 10/17/2022
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
FL
03/17/2017 - 09/22/2021
PERSHING LLC (LAKE MARY FL)
FL
09/20/2012 - 01/20/2016
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
BOTH
Issued 11/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 02/04/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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