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Ralph A Mazzuoccolo

Vicus Capital, Inc.

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About Ralph A Mazzuoccolo

Ralph Mazzuoccolo is an Investment Advisor Representative with Vicus Capital, Inc.. Ralph has been in the financial services industry since 2009. Ralph holds Series 7, 66, and SIE securities licenses and is registered with the state of Florida.

Firm Information

Ralph Mazzuoccolo is currently registered with Vicus Capital, Inc.. Vicus Capital, Inc. is an investment advisor based in STATE COLLEGE, PA, with 67 licensed agents and 87 investment advisor representatives. They advise individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. The firm has over $2 billion in regulatory assets under management. They offer financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services.
Vicus Capital, Inc.

476 ROLLING RIDGE DRIVE

STATE COLLEGE, PA 16801

$2.25B

Assets Under Management

297

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ralph Mazzuoccolo’s Registration & Firm History

FL

09/08/2022 - Present

Vicus Capital, Inc. (St. Petersburg FL)

FL

07/02/2014 - 05/05/2017

BBVA SECURITIES INC. (GAINESVILLE FL)

FL

02/18/2009 - 12/10/2013

MML INVESTORS SERVICES, LLC (TAMPA FL)

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Licenses & Designations

BOTH

Issued 08/18/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/15/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/05/2022

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ralph A Mazzuoccolo.
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