Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raleigh? Claim Your ProfileRaleigh Smith is an investment advisor representative with Fidelity Personal And Workplace Advisors. Raleigh is registered to provide advisory services in 52 states and has been in the industry since September 2015. Raleigh also has a Series 7TO, Series 6, and SIE license. Fidelity Personal And Workplace Advisors has been providing investment advisory services since 1946 and manages assets exceeding $818 billion for approximately 1.9 million clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
05/27/2022 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
CO
01/10/2022 - 04/18/2022
PRUCO SECURITIES, LLC. (ENGLEWOOD CO)
CO
11/28/2017 - 01/11/2022
TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)
CO
08/27/2015 - 11/27/2017
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IA
Issued 12/21/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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