Unclaimed
Raleigh James Galiano is a financial advisor with LPL Financial LLC, registered with both the state of Louisiana and Texas. Raleigh has over 30 years of experience in the financial industry, having started their career in 1992. Raleigh has a strong background in providing financial advice and portfolio management to a variety of clients, including individuals, businesses, and charitable organizations. Raleigh's expertise includes financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
04/02/2012 - Present
LPL Financial LLC (CUT OFF LA)
LA
12/13/1995 - 04/03/2012
EDWARD JONES (LAROSE LA)
VA
05/13/1994 - 11/20/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
MA
01/05/1993 - 05/02/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
TX
09/02/1992 - 01/13/1993
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 12/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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