Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rakhi? Claim Your ProfileRakhi Sood Pritchard is a financial professional with over 9 years of experience in the industry. Rakhi Sood Pritchard is currently registered with Raymond James & Associates, Inc. and has been with the firm since July 2019. Previously, Rakhi Sood Pritchard was affiliated with LPL FINANCIAL LLC, Farmers Financial Solutions, LLC, and KINECTA FINANCIAL & INSURANCE SERVICES, LLC. Rakhi Sood Pritchard holds a Series 66, Series 7, Series 10, Series 9, Series 51 and Series 24 license. Rakhi Sood Pritchard is registered in 48 states and the District of Columbia for both securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/12/2019 - Present
Raymond James & Associates, Inc. (Woodland Hills CA)
CA
06/01/2017 - 07/03/2019
FARMERS FINANCIAL SOLUTIONS, LLC (Westlake VIllage CA)
CA
10/31/2014 - 05/18/2017
LPL FINANCIAL LLC (WESTLAKE VILLAGE CA)
CA
03/30/2015 - 05/12/2017
KINECTA FINANCIAL & INSURANCE SERVICES, LLC (WOODLAND HILLS CA)
BOTH
Issued 03/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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